PORTAL LOGINALL OF OUR STRUCTURED PRODUCT PLANS ARE DESIGNED FOR PROFESSIONALLY ADVISED INVESTORS, WHO ARECLIENTS OF AUTHORISED AND REGULATED INVESTMENT FIRMS, WHO ARE INVESTING AS PART OF A BALANCED ANDDIVERSIFIED PORTFOLIO.
As with all forms of investment, there are risks involved with structured products, including those on our website.
It should always be understood that:
• structured products are not suitable for everyone
• past performance is not a reliable indicator of or guide to future performance and should not be relied upon, particularly in isolation
• the value of investments and the income from them can go down as well as up
• the value of structured products may be affected by the price of their underlying investments
• the potential returns of a structured and the repayment of money invested in a structured product depend on the financial stability of the issuer and counterparty
• capital is at risk and investors could lose some or all of their capital
You should access and read the relevant documents relating to any structured product plan of potential interest to your clients, in particular: the plan brochure; plan application pack, including the terms and conditions of the plan; and the issuer’s key information document (‘KID’), securities prospectus and final terms sheet, before making a recommendation to your clients.
Copies of the relevant documents may be requested from us.
It is important that investors read and understand the plan documents explaining the features and risks of any plan and agree to the terms and conditions before investing. If there is any feature, risk or term that your clients do not understand or do not agree to, they should discuss this with you before investing in the plan.
Applications to invest in our structured product plans will not be accepted if an authorised and regulated investment firm has not assessed suitability for the investor’s personal circumstances.
ALL OF OUR STRUCTURED PRODUCT PLANS HAVE CAREFULLY IDENTIFIED TARGET MARKETS:
THERE ARE REGULATORY RESPONSIBILITIES UPON PROFESSIONAL ADVISERS TO UNDERSTAND THE IDENTIFIED TARGET MARKETS AND TO ENSURE THAT END-INVESTORS ARE WITHIN THE TARGET MARKETS.
Professional Advisers should be aware of their regulatory responsibilities to understand the identified target markets for our structured product plans and take appropriate steps to ensure that end-investors are within the target market, with specific attention paid to:
I. the type of investors to whom the product is targeted;
II. the knowledge and experience of investors;
III. the financial situation of investors, with a focus on their ability to bear losses;
IV. the risk tolerance and compatibility of the risk / reward profile of any plan with the target market; and
V. the investor’s objectives and needs.
The documentation for all our structured product plans clearly detail the specific identified target market for each plan.
Pillar 3 Disclosures
A copy of our latest Pillar 3 Disclosures can be obtained by emailing compliance@causeway-securities.com.
Important information about the Causeway Defined Growth Fund
A comprehensive list of risk factors is detailed in the Risk Warnings Section of the Prospectus and the relevant Supplement and key investor information document (KIID) for the Causeway Defined Growth Fund.
A final investment decision should not be contemplated until the risks are fully considered. A copy of the English version of the Supplement, the Prospectus, and any other offering document and the KIID can be viewed on each Fund page on this website and at www.geminicapital.ie.
A summary of investor rights associated with an investment in the Fund is available in English www.geminicapital.ie.
The information on this website is provided for general information and does not constitute or form part of any offer or invitation to buy or sell shares.
The value of investments and income from them can go down and you may get back less than originally invested. There is no guarantee that the funds will achieve their objective.
A decision may be taken at any time to terminate the arrangements for the marketing of the Fund in any jurisdiction in which it is currently being marketed. Shareholders in affected EEA Member State will be notified of any decision marketing arrangements in advance and will be provided the opportunity to redeem their shareholding in the Company free of any charges or deductions for at least 30 working days from the date of such notification.
Gemini Capital Management (Ireland) Limited, trading as GemCap, is a limited liability company registered under the registered number 579677 under Irish law pursuant to the Companies Act 2014 which is regulated by the Central Bank of Ireland. Its principal office is at Ground Floor, 118 Rock Road, Booterstown, A94 V0Y, Co. Dublin and its registered office is at 1 WML, Windmill Lane, Dublin 2, D02 F206. GemCap acts as both management company and global distributor to GemCap Investment Funds (Ireland) plc.
GemCap UK Limited (FRN 924419) is an appointed representative of Connexion Capital LLP (FRN 480006), which is authorised and regulated by the Financial Conduct Authority and provides distribution oversight services to GemCap acting as global distributor and is responsible for the oversight of all distribution arrangements for the sub-funds.