PORTAL LOGINPlease read these terms carefully before using our website as they contain important information about how you may use the website. By using this website, you confirm that you agree to be bound by these Terms of Use. If you don’t agree to these Terms of Use you should not use this website.
We reserve the right to vary the Terms and conditions of our website at any time.
In the unfortunate circumstances you have any cause to make a complaint, please contact us at compliance@causeway-securities.com or telephone 00 44 28 9592 1143.
About Us
This website is operated by Causeway Securities Limited, registered in England and Wales, Registered Office: Causeway Securities, 60 Cannon Street, London, England, EC4N 6NP. Registration Number: 10102661, authorised and regulated by the Financial Conduct Authority (FCA), Financial Services Register Number 749440.
Causeway Securities LLC is a subsidiary of Causeway Securities Limited. Causeway Securities LLC is a SEC registered broker/dealer and member of FINRA. Causeway Securities LLC acts solely as distributor/selling agent and is not the guarantor of any structured note products. You can check the background of Causeway Securities LLC on FINRA Broker Check.
Our website information
Our website is made available to you free of charge. We do not guarantee that access to our website, or the content on it, will always be available or uninterrupted. Your right to access our website is given on a temporary basis only.
The information on this website is provided for general information and does not constitute or form part of any offer, recommendation or invitation to buy or sell investments, nor is it intended to be any form of advice.
If you have any doubt about the suitability of this site for your needs, you should seek relevant professional advice.
NOTHING ON OUR WEBSITE CONSTITUTES INVESTMENT OR ANY OTHER FORM OF ADVICE
No investment, legal, tax recommendation or advice of any type and no suggestion of suitability of any investment for any prospective investor is given or implied in our website.
The information in our website does not take account of the investment objectives, particular needs or financial situation of any client or potential client of any Professional Adviser.
NOTHING ON OUR WEBSITE CONSTITUES A PUBLIC OFFER OR REPRESENTATION REGARDING THE SUITABILITY OF ANY SECURITIES
Our website is for information only and nothing on it is intended as an offer, or recommendation or solicitation of an offer to buy or sell any investment, security, financial instrument or other specific product, to conclude a transaction, or to provide any investment service or investment advice, or to provide any research, investment research or investment recommendation, in any jurisdiction.
We regularly review the content on our website. However, we cannot guarantee that all content on our website is accurate, complete or up to date. We therefore make no warranties, representations, undertakings or guarantees that the content on our website is accurate, complete or up to date.
We make no warranties, representations, undertakings or guarantees that our website or any content on it will be free from errors or omissions.
Changes to this website or terms of use
We reserve the right to change any content on this website from time to time without notice.
Every time you wish to use our website, please check these Terms of Use to ensure that you are aware of the terms that apply at that time.
We may update these Terms of Use and the Privacy and Cookie Policy from time to time. By continuing to use this website after we make any such updates, you confirm that you’ve understood and agreed to be bound by them. You should revisit the relevant pages regularly to ensure that you’ve seen and are aware of the current terms and conditions that will apply to your use at that time. We also recommend that you always review the current Privacy and Cookie Policies.
We reserve the right to change any material on this website from time to time without notice.
Intellectual property
• We, or our licensors, own the copyright and all other intellectual property rights in our website and all content on it, including the Causeway Securities company logo, names and trademarks.
• Unless specifically prohibited by a notice on any page, you may print or download individual sections of this website for your own personal information and use only, provided that you retain all copyright and other proprietary notices.
• You must not use, extract or reproduce logos or any content from our website for commercial purposes without first obtaining the written consent of Causeway Securities or any party which licenses any content to us. If you use, download, print or reproduce content from our website in breach of these Terms of Use your right to use our website will immediately end and you must return to us or destroy (at our option) all digital and paper copies of the content that you have made.
Third Party Links
• Our website may contain links to other websites from time to time, including to pages and other websites operated by us or by a third party operating on our behalf. Where our website contains links to other websites and resources provided by third parties, these links are provided for your information and for your convenience only. We have no control over the contents of those sites or resources, we accept no responsibility for them, and you shouldn’t take our providing these links as an endorsement or guarantee by us of the websites or the information on them.
• You must not link to this website in a way that implies endorsement or partnership without our permission.
Viruses
• We don’t guarantee that our website will be free from malicious programs or materials, bugs or viruses. You’re responsible for configuring your information technology and software to access this website and should use your own virus protection software.
Responsibility for loss or damage
We do not exclude or limit in any way our liability to you where it would be unlawful to do so. This includes liability for:
• death or personal injury as a result of our negligence;
• fraud or fraudulent misrepresentation.
We won’t be liable to you for any loss or damage (even if foreseeable) arising under or in connection with:
• use of, or inability to use, our website;
• use of or reliance on any content displayed on our website; or
• viruses, distributed denial-of-service attack, or other technologically harmful material that may infect your computer equipment, computer programs, data or other proprietary material due to your use of our website or to your downloading of any content on it, or on any website linked to it.
We accept no liability for the information contained on any third-party websites linked to on our website and we won’t be liable for any loss or damage that may arise from your use of them.
These Terms of Use (and any non-contractual obligations arising out of or in connection with them) are governed by the law of England and Wales and the courts of England and Wales have exclusive jurisdiction to determine any dispute arising out of or in connection with them (including without limitation in relation to any non-contractual obligations).
NOTICE TO US PERSONS USING US SECTION OF WEBSITE/PORTAL
Password Protected Pages Usage
By using the password protected portal, you hereby acknowledge and represent that you work for a company that qualifies under FINRA Rule 4512(c) as an “Institutional Account”. The term “Institutional Account” means the account of: (1) a bank, savings and loan association, insurance company or registered investment company; (2) an investment adviser registered either with the SEC under Section 203 of the Investment Advisers Act or with a state securities commission (or any agency or office performing like functions); or (3) any other person (whether a natural person, corporation, partnership, trust or otherwise) with total assets of at least $50 million (whether such assets are invested for such person’s own account or under management for the account of others).
Causeway Securities LLC – Client Notice
By conducting business with Causeway Securities LLC, client understands and acknowledges that they meet the definition of an “institutional account” as defined under FINRA rules and are capable of evaluating investment risks independently, both in general and with regard to any particular transaction(s) executed with Causeway Securities LLC as well as any investment strategies that they may employ in connection to any security(ies) purchased through Causeway Securities LLC. Additionally, with regard to any indications of interest or orders placed with Causeway Securities LLC, client understands that they are exercising independent judgment and not relying on Causeway Securities LLC for investment advice, a recommendation, a determination of suitability or discretion of any kind. Further, client acknowledge that they will not rely on any market commentary, sales literature, educational or marketing materials created or disseminated by Causeway Securities LLC for the purposes of determining suitability for any transaction(s) or investment strategy(ies).
USA PATRIOT ACT: FOREIGN BANKING CLIENTS AND CUSTOMER IDENTIFICATION PROGRAM / DILIGENCE PROGRAM
In response to the terrorist attacks on September 11, 2001, the US Congress passed the USA PATRIOT Act. Parts of this Act apply to the financial services industry and require certain financial institutions to request specific information from foreign banks on a “certification” form. Also as part of the USA PATRIOT Act and to assist in the government’s fight against terrorist financing and money laundering, Causeway Securities LLC is required to obtain and verify information about the identity of our clients. Because of this, when you open an account or establish a business relationship with Causeway Securities LLC, we will ask for information that will allow us to confirm your identity or the identity of your corporation, partnership or other entity. This process may include a request to see to your driver’s license, passport, corporate papers or other identifying documents. We know you share our commitment to this effort and appreciate your cooperation in helping us fulfill this important obligation.
Moreover, we have established and implemented a diligence process that is designed to a) evaluate the firms that have established a business relationship with Causeway Securities LLC and b) review each such firm’s adherence to the provisions of each selling agreement or contract entered into with Causeway Securities LLC. As part of our diligence process and as may be contractually required in your selling agreement or contract Causeway Securities LLC, you are obligated to provide timely notification to Causeway Securities LLC of any impediments or issues that may adversely impact your ability to fully perform the duties and responsibilities specified in your selling agreement or other contract with Causeway Securities LLC. We may request information from you on a periodic basis to assist us in the performance of our diligence review. Information provided to us will be retained in confidence to the extent permitted under applicable law and our regulatory responsibilities.
Electronic Communications
This site may permit you to communicate electronically with Causeway Securities LLC for certain purposes. Please do not use this facility to attempt notice of any time-sensitive or legally significant event, request or instruction. Causeway Securities LLC assumes no responsibility or liability for any actions taken or any omissions to take action as a result of any such electronic communications. Moreover, such communications may not be secure. Consequently, you should not transmit confidential or related information through such communications.